Learning the Lessons from FCA intervention 22nd Jan 2021 (10 – 11am)

bitesize 

About the Webinar and our Speaker

As you know, Adrian Golifer joined us from the FCA and we are delighted to now also introduce you to Martyn Lewis who also worked for the FCA in the supervision department. He is a guest speaker in the first of our Bitesize Update sessions for 2021.

Martyn’s webinar will look at what mistakes lead to the FCA intervening, how the FCA expect a firm to respond and how firms can keep themselves out of trouble.

He will draw on some of the cases he has handled personally, though may not be able to “name the names” due to confidentiality.

(Please don’t be confused by the name. It’s not Martin the Money Saving expert, however by attending this session, this could save you time and money in the long run!)

FCA intervention can involve the firm in costly remedial work which can also place avoidable stress on the business.

Who will benefit from attending this?

We recommend that Senior Managers, Directors, Certified staff and those in your Compliance Department attend.

The Charge

For Create Solutions clients this Bitesize session is FREE of charge (places limited to 3 per firm).

For those who aren’t clients, the charge of just £69 plus vat per person.

To Book

We wanted to send this to you now,  to enable you put an entry in your brand new shiny 2021 diary and to kick start your CPD planning!

To book you places contact Deborah@createsolutions.co.uk

Come and hear from Martyn on some of the lessons learned from his years in Supervision. It should be an entertaining and enlightening start to the year.

The Details

Date 22nd January 2021

Time 10-11.00am

Delivered Via Zoom

(Zoom details will be sent to you approx. 1 week in advance)

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