Extension of the Senior Managers & Certification Regime (SM&CR)
Implementation periods for solo-regulated firms
Read article here
https://www.fca.org.uk/news/news-stories/extension-smcr-implementation-periods-solo-regulated-firms
Implementation periods for solo-regulated firms
Read article here
https://www.fca.org.uk/news/news-stories/extension-smcr-implementation-periods-solo-regulated-firms
Following the success of our recent Vulnerability focus events, we are pleased to announce the seventh of these FREE sessions... read more
FCA Business Plan 2021/22 https://www.fca.org.uk/publications/business-plans/2021-22 A number of topics are highlighted on the landing page: CEO message FCA change/transformation Consumer priorities enabling effective consumer investment decisions; ensuring... read more
To read the paper please click the following link. We will be holding a bitesize session on the findings of this... read more
After the end of the October 2022 milestone for implementation plans, the FCA requested the Consumer Duty implementation plans from... read more
Click below for the full article…. FCA fines Charles Schwab UK £8.96 million over safeguarding and compliance failures | FCA read more
Join the Insurance Institute of Manchester at Manchester’s LGBTQ+ Pride Parade and Make a Difference! Calling all proud individuals, allies, and... read more
Published 17th May 2023! We are providing selected statistics in this research note from our Financial Lives cost of living (Jan... read more
This is our second wellbeing session. We are putting on these FREE sessions for our clients. Some firms may want... read more
Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the 'Countdown to Implementation of the Consumer Duty' event,... read more
The FCA plans to take another significant step in its work to combat illegal and non-compliant financial promotions. The proposals for... read more
Preparing your Consumer Duty Board Report by 31st July 2024 - How can the Create Solutions team help?