People 2020 SMCR Focus – half day course

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Date(s) - 21/04/2020
9:00 am - 12:15 pm



People are central to the Senior Managers and Certification regime and the success of your firm.

Those responsible for HR, recruitment and people development  are more vital than ever and play an increasing role in ensuring FCA compliance.

This interactive half day course will guide you through what the SMCR means in practice when managing your People functions. We will provide you with guidance, tools and best practice to support you in implementing and embedding the regulatory requirements and delivering tangible benefits to your firm.

It is ideal for directors, Senior Managers, those with a Compliance , HR, Recruitment, Monitoring or Training role and those who have prescribed responsibilities under SMCR.

During the session we will cover the following:

  • The Senior Manager’s & Certification Regime – how does it apply to your firm and your people?
  • What role does HR, Training and Monitoring play under the new regime?
  • What are the key things to focus on in 2020 to be compliant?
  • The Code of Conduct  – what it is, how it applies and the implications of breaches
  • How can SMCR be implemented and embedded as well as benefit  your firm and people?
  • What role does culture play and how can you demonstrate it?
  • What is your Action Plan going forward?

Venue: Manchester City Centre (exact location to be confirmed)

Cost: £245 plus vat per delegate (light refreshments included)

A 10% early bird discount is available for bookings made before 20th March 2020.

Places are limited and to reserve your place contact the office on 0161 870 6637 or email

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