Good Governance Course

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Date(s) - 24/03/2020
10:00 am - 4:00 pm


As firms embed the new Senior Manager’s & Certification Regime during 2020, this course is focused upon how to deliver effective Governance that also drives a healthy culture within a firm.

Culture and Governance are two of the guiding principles under the supervisory regime.

We will consider what this actually means in context and provide valuable insight and practical steps to support you in improving the Governance within your own firm.

This course will be useful for Senior Managers, Board Directors, Compliance professionals and those who support Governance processes within FCA authorised and regulated firms.

During the day we will cover the following:

  • What do we mean by Governance?
  • What does the FCA expect from regulated firms?
  • What does good Governance look like?
  • What is the impact of the Senior Managers & Certification Regime?
  • What does this mean in practice for the Board, Directors and Senior Managers?
  • How should Board Meetings be structured and operate?
  • How can firms demonstrate that the principles of SMCR are at the heart of their business?
  • What are the challenges for firms and how can these be addressed?
  • How can Directors, Senior Managers and Compliance teams be supported in delivering their responsibilities for the oversight of compliance under the new regime?

Cost: £245 plus vat per person (includes lunch and refreshments)

A 10% early bird discount is available for bookings made before 21st Feb 2020.

To book or for further informati0n please email or call 0161 870 6637


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