Category Archives: Create Solutions News

FCA Publishes coronavirus financial resilience survey data

  Click below for further details… https://www.fca.org.uk/data/coronavirus-financial-resilience-survey-data

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FCA fine Charles Schwab over £8 million

  Click below for the full article…. FCA fines Charles Schwab UK £8.96 million over safeguarding and compliance failures | FCA

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Learning the Lessons from FCA intervention 22nd Jan 2021 (10 – 11am)

  About the Webinar and our Speaker As you know, Adrian Golifer joined us from the FCA and we are delighted to now also introduce you to Martyn Lewis who also worked for the FCA in the supervision department. He is a guest speaker in the first of our Bitesize Update sessions for 2021. Martyn’s […]

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The FCA fines Barclays £26 million over treatment of customers in financial difficulty

  Click the below link to read the complete article… FCA fines Barclays £26 million over treatment of customers in financial difficulty | FCA  

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FCA update guidance on Coronavirus and work place arrangements.

  See click the link below…   https://www.fca.org.uk/news/statements/workplace-arrangements-work-related-travel

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Speech by Jonathan Davidson of the FCA

  Speech by Jonathan Davidson of the FCA  “Acting flexibly and treating customers fairly in the face of a pandemic” https://www.fca.org.uk/news/speeches/acting-flexibly-treating-customers-fairly-pandemic  

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Booster – Making Training and Competence work for you

 20th November 2020  10.00am – 11.00am Book on this session 20th November 2020 – Your opportunity to learn more about the FCA’s expectations on training and maintaining staff competence following the introduction of the Senior Managers & Certification Regime (SM&CR) for solo-regulated firms, Code of Conduct (COCON) and Conduct Rules. A must for Senior Managers, […]

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What you need to know about the FCA’s remedies to address GI pricing and product value concerns

   Date: 24th November 2020 Time:10.00am- 11.00am Delivery: Via Zoom (Details will be sent to you once you have booked your place) Book on this session 24th November 2020 – Your opportunity to learn more about the FCA’s long awaited reforms to address pricing and product value concerns, so that you can start to consider their […]

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Avoiding Customer Harm Day 6th November – book your place now on either or both of these sessions!

  Avoiding Customer Harm Day 6th November – book your place now on either or both of these sessions!  We are hosting an “Avoiding Customer Harm Day”, during which we will bring you 2 brand new sessions on Vulnerable Customers and Compliant Sales. Because of the importance of these topics, and the FCA increased focus […]

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How to maximise your opportunities in a hard market

Date: 21st October 2020  Time: 2.00pm – 3.00pm ‘If you can keep your head when all about you are losing theirs and blaming it on you. If you can trust yourself when all men doubt you, then yours is the hard insurance market and all the distressed clients within it.’ (an insurance version of Rudyard […]

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